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Practice Areas

Securities Litigation

As securities attorneys, employment law is a natural part of our practice. Since our main practice areas are corporate litigation and broker-dealer issues, it is a surprise to learn that our attorneys also provide unparalleled representation of industry professionals and broker-dealers in their employment related agreements, litigation, and arbitrations.

Securities Arbitration

Corporate/Business Law

Every entity, whether a small Internet start-up or a well established corporation with hundreds of employees, requires the services of experienced corporate counsel for transactional work or even the day to day corporate operations. Many of our corporate clients find themselves too small for an in house general counsel, and have come to us seeking those services. With flexible fee arrangements, we are able to provide service and results to those clients, without the fixed costs associated with hiring a full time attorney

Mock Audits & Exams

Broker Dealer Regulation

Securities Employment


White Collar Crime